Sebi asks AMCs to file final offer documents digitally
1 year, 8 months ago

Sebi asks AMCs to file final offer documents digitally

Live Mint  

As part of ‘go green’ initiative, markets regulator Securities and Exchange Board of India Tuesday directed asset management companies to file final offer documents only digitally and there would be no requirement of filing of physical copies of the same with Sebi. The markets regulator said to safeguard the interests of investors in securities market, all new fund offers will remain open for subscription for a minimum period of three working days. As per the sebi circular, AMCs will have to file all final offer documents -- Scheme Information Document and Key Information Memorandum -- only digitally by e-mailing the same to a dedicated e-mail ID, and there would be no requirement of filing physical copies of the same with the market regulator. The Sebi further said submission of all final SID and KIM in digital form shall be made at least two working days prior to the launch of the scheme.

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History of this topic

Sebi to simplify registration for FPIs looking to invest in govt securities
4 days, 14 hours ago

Sebi to simplify registration for FPIs looking to invest in govt securities

Live Mint  

Mumbai: India's capital markets regulator is set to ease the registration of foreign portfolio investors if they want to invest in government-backed securities, even as it proposed doubling the equity investment threshold set for granular disclosures by FPIs to ₹50,000 crore. "There will be zero requirements for a lot of things including investor group all that data will not be …

SEBI Mandates Online Document Repository for Merchant Bankers Starting Jan 2025
1 month, 1 week ago

SEBI Mandates Online Document Repository for Merchant Bankers Starting Jan 2025

Deccan Chronicle  

The Securities and Exchange Board of India has directed all merchant bankers to electronically upload records and documents related to due diligence in public issue activities on a dedicated Document Repository platform set up by stock exchanges. This requirement applies to draft offer documents filed on or after January 1, 2025, for listing on both mainboard and SME exchanges.The Document …

Demat accounts & mutual fund portfolios won't be frozen for not giving nomination details : SEBI
7 months ago

Demat accounts & mutual fund portfolios won't be frozen for not giving nomination details : SEBI

Hindustan Times  

Demat accounts and mutual fund portfolios won't be frozen for not submitting nomination, SEBI announced today. Security holders can also receive dividend, interest or redemption payment as well as to lodge grievance or avail any service request, even if 'choice of nomination' is not submitted, SEBI wrote, adding that payments including dividend, interest or redemption payments which are currently withheld …

SEBI updates rules to ease the debt securities issuers’ disclosure structure
1 year, 6 months ago

SEBI updates rules to ease the debt securities issuers’ disclosure structure

Live Mint  

To prevent debt securities issuers from filing numerous copies of the same document, the market regulator Securities and Exchange Board of India released regulations for the introduction of the general information and important information document concepts. For subsequent private placements of non-convertible securities or commercial papers made within the validity period, only a Key Information Document detailing important modifications will …

Sebi comes out with framework for issuance of depository receipts
5 years, 3 months ago

Sebi comes out with framework for issuance of depository receipts

Live Mint  

Markets regulator Sebi on Thursday came out with a detailed framework for issuance of depository receipts, a move that will provide Indian companies increased access to foreign funds. A company proposing to make a public offer and list on a stock exchange, and also simultaneously plans to issue permissible securities or transfer such securities of existing holders, for the purpose …

Sebi brings cybersecurity framework for mutual funds and AMCs
6 years ago

Sebi brings cybersecurity framework for mutual funds and AMCs

Live Mint  

New Delhi: Markets regulator Sebi Thursday put in place a robust and stricter cybersecurity framework for mutual funds and asset management companies to guard against breaches of data leak. “Quarterly reports containing information on cyber attacks and threats experienced by mutual funds/AMCs and measures taken to mitigate vulnerabilities, threats and attacks including information on bugs/vulnerabilities/threats that may be useful for …

Sebi comes out with new rules governing changes in issue size
6 years ago

Sebi comes out with new rules governing changes in issue size

Live Mint  

New Delhi: Markets regulator Sebi has come out with new norms, that entails filing of fresh offer documents in those cases where there has been a change in issue size. Under the new rules, filing of a fresh offer document is required in case of any increase or decrease in the estimated issue size by more than 20 per cent, …

SEBI mulls reaching govt to seek powers to intercept calls, electronic communications of serious economic offenders
6 years, 3 months ago

SEBI mulls reaching govt to seek powers to intercept calls, electronic communications of serious economic offenders

Firstpost  

Currently, SEBI has powers to seek call data records as part of its probes, but the committee is of the view that the regulator needs more powers to assist in its regulatory responsibilities. Mumbai: To bolster its evidence-gathering mechanism, Securities and Exchange Board of India Tuesday said it may approach the government to seek powers to intercept calls and electronic …

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